Lawyers and Law Firms

How a Securities Lawyer Can Help You Protect Your Investment Portfolio

Although many people don’t know about securities law, it plays an important role in our society. Often, securities law isn’t a concern until there is a recession or major trading scandal. Yet, working with a securities lawyer should always be a part of your investment plan. Not only can it help you to protect your investments, but it can also help you to obtain a remedy when things go wrong. A securities attorney in Sacramento can help you maintain your financial health.

An Overview of Securities Law

Securities law can be complicated. This area of law deals with the statutes and regulations covering financial instruments. Thus, the laws apply to all types of bonds, mutual funds, stocks, and retirement accounts that the average consumer uses. The government creates such laws to protect consumers, but most don’t know how to assert these protections. This is why it is a good idea to retain a securities attorney in Sacramento.

It should come as no surprise that the federal government creates most of the securities laws. Government agencies, such as the Securities and Exchange Commission (SEC), have a lot to do with these regulations. For example, the SEC is responsible for collecting financial reports from publicly traded companies. These are the reports that most people rely on to make important investment decisions. If the reports are unjustly altered, an investor will likely have a legal remedy under federal law.

How a Lawyer Can Protect You

There are many ways a securities attorney in Sacramento can be a big help. First, the lawyer can research a potential investment to determine if it is healthy. An attorney can also make sure that your securities broker is meeting all its financial obligations. A lawyer will also be a great help in determining if some sort of fraud is afoot. If you have been victimized, a lawyer can help you take legal action.

You probably invest a lot of money into your chosen financial instruments. Hiring a securities lawyer can help you protect them and feel secure about your financial future.

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